Study aid only. Verify against current guidelines before clinical use.
Free USMLE Step 1 Ethics and Communication practice questions
10 original exam-style questions from the StepStash Step 1 qbank, each with a full explanation, an educational objective and a link to the matching study note. Try each one before you open the answer. Reviewed by Veli Bakalov, MD · @HemeOncBuddy.
A 58-year-old woman with rheumatoid arthritis has been treated by the same rheumatologist for 10 years. The rheumatologist is the principal investigator of a randomized trial of a new biologic agent, and the patient meets eligibility criteria. When the trial is mentioned during a routine visit, the patient says, "If you want me to do it, I will. I would not want you to think I am not cooperating, and I do not want you to stop seeing me." She has not yet read the consent form.
Which of the following is the most appropriate next step?
Obtain her written consent now, since she has agreed to participate
Tell her that she would help many future patients by enrolling
Assure her the trial is safe and ask her to sign before she leaves
Arrange for a research coordinator not involved in her care to discuss the study with her
Exclude her from the trial without discussing it further
Show answer and explanation
Correct answer: D. Arrange for a research coordinator not involved in her care to discuss the study with her
Valid research consent must be voluntary, free of coercion and undue influence. A physician who is both a patient's long-term clinician and the study investigator holds a dual role, and this patient's words show that she fears losing her physician's goodwill or care if she declines. Agreement given under that pressure is not truly voluntary. The appropriate step is to reduce the influence of the therapeutic relationship: have a research coordinator or other team member who is not involved in her care present the study, give her the consent form to read, allow time (including taking it home and talking with family), and make clear that declining will not affect her care in any way. Many IRBs require exactly this separation when investigators recruit their own patients.
A. Her agreement reflects a wish to please her physician, not an informed, voluntary decision; she has not even read the consent form. B. Appealing to altruism adds pressure and does not address her stated fear; consent discussions should be balanced, not persuasive. C. Calling an investigational drug safe misstates uncertainty (the purpose of the trial is to evaluate safety and efficacy), and pressing for a signature before she leaves undermines voluntariness. E. Excluding her without discussion is paternalistic and denies an eligible patient the chance to make her own choice; the fix is to remove the pressure, not the option.
Educational objective: The key takeaway is that when a treating physician recruits his or her own patient into research, consent should be sought by someone outside the care relationship, with assurance that declining will not affect care, to avoid undue influence.
A 40-year-old man is being discharged from the emergency department after evaluation of chronic back pain. When the physician explains that she will not prescribe opioids, he stands up, clenches his fists, raises his voice, and says, "If you don't give me something, you are going to regret it." He takes a step toward her. The physician is standing next to the open door of the examination room, and he is between her and the bed.
Which of the following is the most appropriate action by the physician?
Continue explaining the opioid policy calmly while facing him
Prescribe a small amount of opioid to prevent an escalation
Leave the room and call hospital security
Close the door so that other patients are not disturbed
Place a hand on his shoulder and ask him to sit down
Show answer and explanation
Correct answer: C. Leave the room and call hospital security
Most angry patients can be helped with calm listening and acknowledgment of their frustration, but once a patient makes a threat of harm and shows threatening body language (standing, clenched fists, moving toward the clinician), the physician's personal safety comes first. The appropriate action is to leave the room, which she can do because she is next to the open door, and summon hospital security or follow the institution's behavioral emergency procedure. Occupational safety guidance for health care workers emphasizes keeping an exit path open, not being alone with a threatening person, and using trained staff for de-escalation. After safety is assured, the team can reassess the patient (including intoxication, withdrawal, or psychiatric illness), document the event, and continue to offer appropriate care.
A is wrong because verbal de-escalation is appropriate for an upset patient, but continuing a face-to-face discussion after an explicit threat and approach puts the physician at risk. B is wrong because giving an unindicated controlled substance in response to intimidation rewards threats and is not good medical care. D is wrong because closing the door isolates the physician with a threatening patient and blocks her exit. E is wrong because touching an agitated, threatening person can be perceived as aggression and can provoke violence.
Educational objective: The key takeaway is that when a patient becomes verbally threatening and physically menacing, the physician should leave the room and call security before attempting further discussion.
A healthy 45-year-old man comes to the clinic for an annual examination. He has no symptoms, takes no medications, has never smoked, and exercises regularly. Blood pressure, BMI, and physical examination are normal. He has never had colorectal cancer screening. He says, "A friend of mine found a kidney tumor on a full-body CT scan. I want one too, just to be safe. I am happy to pay for it myself."
Which of the following is the most appropriate response by the physician?
Explain the harms of the scan and offer recommended screening
Order the full-body CT scan because he is willing to pay for it himself
Order a low-dose chest CT scan as a more targeted alternative
Order an abdominal ultrasound as a compromise without radiation
Advise him to schedule the scan at a commercial imaging center himself
Show answer and explanation
Correct answer: A. Explain the harms of the scan and offer recommended screening
Whole-body CT screening in asymptomatic people has no proven benefit for reducing mortality, and no professional society recommends it. Its harms are real: ionizing radiation exposure, and frequent incidental findings (small renal, adrenal, liver, lung, and thyroid lesions) that are usually benign but lead to anxiety, further imaging, biopsies, and complications (overdiagnosis and a cascade of testing). Physicians are not required to order tests that are not indicated, even when a patient will pay. The best response takes his worry seriously, explains the balance of harms and benefits in plain language, and redirects him to evidence-based screening that he is actually due for, such as colorectal cancer screening, which the USPSTF recommends starting at age 45.
B is wrong because who pays does not change whether a test is medically appropriate or whether it can harm him. C is wrong because low-dose chest CT is recommended only for adults aged 50 to 80 with a significant smoking history, and he has never smoked. D is wrong because screening abdominal ultrasound in an average-risk 45-year-old is also not indicated (ultrasound screening for abdominal aortic aneurysm applies to men aged 65 to 75 who have ever smoked) and can still produce incidental findings. E is wrong because sending him elsewhere avoids the counseling the physician owes him.
Educational objective: The key takeaway is that a physician should decline to order a test without proven benefit, explain its harms such as incidental findings, and redirect the patient to evidence-based screening.
A 34-year-old woman is brought to the emergency department after a motorcycle crash. She is unresponsive, her blood pressure is 78/44 mm Hg, and her hemoglobin concentration is 6.1 g/dL. In her wallet, paramedics find a signed and witnessed advance directive card, dated 6 months ago, stating that she is a Jehovah's Witness and refuses transfusion of blood or blood components under any circumstances, even if her life is at risk. No family members can be reached. The surgeon wants to transfuse red cells and take her to the operating room.
Which of the following is the most appropriate management regarding transfusion?
Transfuse, because the emergency exception to consent applies
Withhold transfusion and use all other acceptable resuscitative measures
Transfuse, because the card was not completed in the hospital
Obtain an emergency court order permitting transfusion
Transfuse until a family member can confirm her wishes
Show answer and explanation
Correct answer: B. Withhold transfusion and use all other acceptable resuscitative measures
The emergency exception allows treatment without consent when a patient lacks capacity, delay would cause serious harm, and no surrogate is available. Its justification is implied consent: the assumption that the patient would want lifesaving care. That assumption does not hold when the patient has already made her wishes clear. A specific, recent, signed refusal made by an adult while she had capacity is an advance directive and must be honored even when she can no longer speak for herself. This woman's card explicitly refuses all blood products even at the risk of death, so transfusion should be withheld. She should still receive every other indicated treatment: surgical control of bleeding, crystalloid, hemostatic agents, tranexamic acid, cell-saving strategies if acceptable to her, and minimizing blood loss from sampling. The decision and the document should be recorded carefully, and the family contacted when possible.
A. The emergency exception applies only when the patient's wishes are unknown; it does not override a known, valid refusal.
C. An advance refusal does not have to be completed in a hospital to be valid; a signed, witnessed card stating a specific refusal is a clear expression of her wishes.
D. Courts may be asked to authorize transfusion for minors, but not to override a capable adult's clearly documented refusal.
E. Transfusing while waiting for family would violate the refusal she already made; family cannot add to or revoke it in the meantime.
Educational objective: The key takeaway is that the emergency exception rests on implied consent and does not apply when an adult has left a clear, valid refusal of the treatment, such as a Jehovah's Witness blood refusal card.
A 38-year-old man comes to the clinic for results of testing done after a routine screening offer. His HIV-1/2 antigen/antibody combination assay is positive, and the HIV-1 viral load is 64,000 copies/mL. He has been married for 9 years and says he has had unprotected sex with men outside the marriage. He agrees to start antiretroviral therapy. Over two visits the physician counsels him about the risk to his wife and offers to help him tell her, but he firmly refuses and says, "She can never find out."
Which of the following is the most appropriate next step by the physician?
Keep his status confidential and take no further action
Report the infection to the health department for partner notification
Ask his adult brother to tell his wife about the diagnosis
Withhold antiretroviral therapy until he informs his wife
Notify the police that he is exposing his wife to HIV
Show answer and explanation
Correct answer: B. Report the infection to the health department for partner notification
Confidentiality protects the patient's diagnosis, but it is not absolute when an identifiable third party faces a serious, preventable risk of harm. His wife is a known person at ongoing risk of HIV acquisition, and she cannot protect herself without knowing.
The ethically preferred sequence is to first counsel the patient and encourage him to disclose, offering help, which the physician has already done. When he still refuses, the physician should use the public health route. HIV infection is reportable in every US state, and health department partner services notify exposed partners that they may have been exposed and should be tested, without naming the index patient. This protects the wife while limiting the breach to the minimum necessary. Many states also permit, but do not require, the physician to notify a spouse directly after telling the patient of the intent to do so; the health department route remains the standard, lawful first choice. The physician should tell the patient what will happen and continue his care.
A is wrong because silence leaves an identifiable person at continuing risk. C is wrong because disclosing to a relative is an unnecessary breach to someone with no role in protecting the wife or in public health. D is wrong because treatment cannot be made conditional on disclosure; therapy that suppresses his viral load also lowers transmission risk. E is wrong because HIV exposure is a public health matter, not a police matter, and involving law enforcement is an excessive disclosure.
Educational objective: The key takeaway is that when an HIV-positive patient refuses to inform an at-risk partner after counseling, the physician should involve the health department, which notifies partners while protecting the patient's identity.
A 14-year-old girl is brought to the clinic by her mother for a routine health maintenance visit. She has a history of mild intermittent asthma and no other medical problems. Throughout the history, the mother answers every question for her daughter, who sits quietly and looks at her phone. When the physician begins to ask about school and friends, the mother says, "She tells me everything, so you can ask me."
Which of the following is the most appropriate next step?
Continue the interview with the mother present to keep her trust
Defer the psychosocial history to the next annual visit
Give the patient a questionnaire to complete in the waiting room with her mother
Ask the mother whether the patient is sexually active
Explain that it is routine to spend part of the visit with the patient alone
Show answer and explanation
Correct answer: E. Explain that it is routine to spend part of the visit with the patient alone
Adolescents are much more likely to disclose sensitive information, such as mood, substance use, sexual activity, safety at home and online, and suicidal thoughts, when they are interviewed alone. Professional guidelines recommend that from early adolescence (about age 11 to 12), part of every visit be spent with the adolescent without the parent present, using a structured psychosocial history such as HEEADSSS (home, education, eating, activities, drugs, sexuality, suicide and depression, safety).
The best way to do this is to normalize it: tell the parent that this is routine practice for all adolescents, invite the parent back at the end, and explain the rules of confidentiality to both of them together. The adolescent should hear that what she says will stay private unless there is a risk of serious harm to her or to others, or suspected abuse. Framing it as a standard part of care rather than a reaction to the mother's behavior preserves the parent's trust.
A is wrong because adolescents commonly withhold sensitive information in a parent's presence, so key risks would be missed. B is wrong because screening is a core part of adolescent preventive care and should not be deferred. C is wrong because a questionnaire completed next to the parent is not private. D is wrong because a parent's report is not a reliable substitute for the adolescent's own history on sensitive topics, and the question bypasses the patient.
Educational objective: The key takeaway is that part of every adolescent visit should be spent with the patient alone, framed to parents as routine practice.
A 47-year-old woman with hypertension comes for a follow-up visit. She smokes 1 pack of cigarettes daily. When the physician asks about smoking, she says, "I know smoking is bad for me and I want to be around for my grandkids, but it is the only thing that gets me through stressful days at work." She has never tried to quit.
Which of the following is the most appropriate response by the physician?
"You really must quit now, because smoking is going to cause a heart attack."
"Many people manage stress without cigarettes, so you can do it too."
"Let me prescribe varenicline, and we will set a quit date for next week."
"Smoking helps you cope, yet your grandkids matter a lot to you."
"Why have you not tried to quit, given your high blood pressure?"
Show answer and explanation
Correct answer: D. "Smoking helps you cope, yet your grandkids matter a lot to you."
Motivational interviewing is a patient centered counseling style that helps patients resolve ambivalence about behavior change. This patient is in the contemplation stage: she recognizes the harms and has a reason to change (her grandchildren) but also perceives a benefit of smoking (stress relief). The core skills are open ended questions, affirmations, reflective listening, and summaries (OARS). A double sided reflection restates both sides of her ambivalence, which shows empathy and invites her to elaborate on her own reasons for change (change talk). Patients are more likely to change when the arguments for change come from them rather than from the clinician.
A is wrong because confrontational warnings provoke defensiveness and resistance, the opposite of the collaborative MI spirit. B is wrong because it minimizes her experience and offers premature reassurance rather than exploring her concerns. C is wrong because it moves directly to action (pharmacotherapy and a quit date) before she has resolved her ambivalence; this fits the preparation stage, and pushing ahead risks disengagement, although pharmacotherapy should be offered when she is ready. E is wrong because "why" questions with an implied criticism sound judgmental and make patients defend the status quo.
Educational objective: The key takeaway is that motivational interviewing uses reflective listening, such as a double sided reflection of ambivalence, to elicit the patient's own motivation for change.
A 24-year-old man with Down syndrome and mild intellectual disability comes to the clinic with his mother to discuss treatment of a painful ingrown toenail. He lives in a supported apartment, works at a grocery store and makes his own appointments. No guardian has ever been appointed by a court. The physician recommends partial nail avulsion under local anesthesia. Using simple language and pictures, the patient explains that the doctor will numb his toe and remove part of the nail, that it may hurt or get infected afterward, and that he wants it done so he can walk without pain. His mother says that she should be the one to sign the consent form.
Which of the following is the most appropriate next step?
Have his mother sign, because she is his closest relative
Have both the patient and his mother sign as co-decision makers
Postpone the procedure until a court appoints a guardian
Require a formal IQ test before deciding who may consent
Obtain informed consent from the patient himself
Show answer and explanation
Correct answer: E. Obtain informed consent from the patient himself
Every adult is presumed to have decision-making capacity unless an assessment shows otherwise, and an intellectual disability or genetic diagnosis does not by itself remove the right to decide. Capacity is judged for the specific decision, and physicians should support the patient's decision-making with simple language, visual aids and extra time. This man, using such supports, communicates a clear choice, understands what the procedure involves and its risks, appreciates that it applies to his toe, and gives a sensible reason. He has capacity for this decision. Because no court has appointed a guardian, his mother has no legal authority to consent on his behalf; parents of adult children are not automatic decision-makers. The physician should obtain consent from the patient himself, and with his permission, his mother can stay involved as a support person.
A. Next of kin become surrogates only when a patient lacks capacity; he has capacity for this decision.
B. Consent from a capable adult does not require a co-signer, and requiring one would undermine his autonomy.
C. Guardianship is not needed for a capable adult and would be inappropriate to pursue in this setting.
D. An IQ score does not determine capacity; the assessment focuses on his abilities regarding this decision.
Educational objective: The key takeaway is that an adult with intellectual disability is presumed to have capacity and, when he can understand and decide with appropriate support, gives consent himself.
A 79-year-old woman with metastatic breast cancer and a do-not-resuscitate (DNR) order is scheduled for palliative fixation of a pathologic femur fracture so that she can be free of pain and move from bed to chair. She has decision-making capacity and has consented to the operation. The anesthesiology resident tells the team that, by hospital tradition, DNR orders are automatically suspended for every patient during surgery and for 24 hours afterward. The patient has not been told about this practice.
Which of the following is the most appropriate next step?
Suspend the DNR order automatically as is customary
Cancel the operation because surgery conflicts with a DNR order
Ask her oncologist to decide her code status for the operation
Keep the DNR order without discussing it further with her
Discuss with her which resuscitation measures she wants during surgery
Show answer and explanation
Correct answer: E. Discuss with her which resuscitation measures she wants during surgery
A DNR order is not automatically suspended when a patient goes to the operating room. Professional guidance from anesthesiology and surgical societies calls for required reconsideration: before surgery, the surgeon and anesthesiologist meet with the patient (or surrogate) to review the DNR order in light of the procedure. Many interventions that would count as resuscitation on the ward, such as intubation, vasopressors, and fluid boluses, are routine parts of anesthesia, and arrests caused by anesthesia are often rapidly reversible.
The options include keeping the DNR order as written, suspending it fully for the perioperative period, or a goal-directed or procedure-directed approach (for example, accepting airway management and vasopressors but declining chest compressions, or accepting treatment of reversible anesthesia-related events). Whatever she decides should be documented and communicated to the whole team, along with when the original order resumes. This respects her autonomy and avoids both overtreatment and undertreatment.
A is wrong because automatic suspension ignores her wishes and is no longer accepted practice. B is wrong because patients with DNR orders can benefit from palliative surgery, and a DNR order is not a reason to deny it. C is wrong because she has capacity, so she decides her own code status. D is wrong because the order may be interpreted inconsistently in the operating room unless its meaning for anesthetic care is clarified with her.
Educational objective: The key takeaway is that a DNR order should be revisited with the patient before surgery (required reconsideration), not automatically suspended or ignored.
A 57-year-old man comes to a new primary care physician because of a persistent cough. A chest radiograph shows a 2.5-cm spiculated mass in the right upper lobe. Reviewing his records, the physician finds a chest radiograph obtained in an urgent care center 14 months ago for a minor fall; on her review it shows a 1-cm nodule in the same location, but the report from the outside radiologist describes the lungs as clear. The patient asks whether anything showed up on the earlier film.
Which of the following is the most appropriate next step by the physician?
Tell the patient the earlier radiograph was normal to protect the radiologist
Tell the patient the earlier radiologist was negligent and should be sued
Avoid answering until the patient obtains a lawyer
Tell the patient she cannot comment on care provided by others
Tell him the earlier film shows a small spot, and discuss it with that radiologist
Show answer and explanation
Correct answer: E. Tell him the earlier film shows a small spot, and discuss it with that radiologist
When a physician discovers a possible error by another clinician, the patient is still owed honest information. The physician should answer his direct question truthfully with the facts she knows: the earlier radiograph shows a small nodule in the same place. At the same time, she should avoid speculation or blame, because she may not know the full context (image quality, the clinical question, or what was communicated).
Current guidance recommends that the physician gather the facts and talk with the other clinician (or that facility's quality or risk office) so that, ideally, the clinician involved can participate in a full disclosure and the facility can review its process. The primary aim is to make sure the patient learns what happened, by one route or another, while the physician focuses on his urgent diagnostic workup.
A is wrong because it is a lie and violates the duty of honesty. B is wrong because labeling the care negligent is premature, unfair to the colleague, and outside her role; whether care fell below the standard requires review. C is wrong because withholding information until the patient retains a lawyer is evasive and harms trust. D is wrong because a blanket refusal to discuss another clinician's care leaves the patient uninformed about something that matters to him.
Educational objective: The key takeaway is that when a physician finds another clinician's possible error, she should share the known facts honestly without blame and communicate with the other clinician so that full disclosure occurs.